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Non U.S. broker-dealers maintaining an Internet Web site can thus only accept a U.S. person (defined as one who is permanently resident inside the USA) if he or she has not been solicited either directly or indirectly through accessing their web sites under the 'unsolicited' exemption Rule 15a-6. U.S. customers wanting to work with Non U.S. broker-dealers can thus only approach Non U.S. broker-dealers under Rule 15a-6 if they have not been to their web sites and should be prepared to certify this fact in writing to ensure compliance with applicable law.
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